PRIVACY POLICY
PRIVACY NOTICE REGARDING CLIENT PRIVACY
AS REQUIRED BY REGULATION S-P
Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Core Financial Partners Inc.
Information We Collect: In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:
• Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income;
• Information about your transactions with us, our affiliates, or others; and
• Information received from credit or service bureaus or other third parties, such as your credit history or employment status.
Categories of Information We Disclose: We may only disclose information that we collect in accordance with this policy. Core Financial Partners Inc. does not sell customer lists and will not sell your name to telemarketers.
Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account with us, except under the following circumstances:
• To your authorized Registered Representative and his or her manager;
• To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company;
• To third parties who perform services on our behalf such as but not limited to data storage and account management systems;
• To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
• To our attorneys, accountants or auditors; and
• To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.
How We Use Information: Information may be used among companies that perform support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as:
• To protect your accounts from unauthorized access or identity theft;
• To process your requests such as securities purchases and sales;
• To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Core Financial Partners Inc.;
• To service your accounts, such as by issuing checks and account statements;
• To comply with Federal, State, and Self-Regulatory Organization requirements;
• To keep you informed about financial services of interest to you.
Our Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.
Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.
Complaint Notification: Please direct complaints to: John Koudsi and Andre Hadzi-Pavlovic at Core Financial Partners, Inc., 200 N Pacific Coast Hwy Ste 600, El Segundo, CA 90245. Phone: 310-450-6004.
Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: 200 N Pacific Coast Hwy Ste 600, El Segundo, CA 90245. Phone: 310-450-6004.
Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Core Financial Partners Inc.
Information We Collect: In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including:
• Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income;
• Information about your transactions with us, our affiliates, or others; and
• Information received from credit or service bureaus or other third parties, such as your credit history or employment status.
Categories of Information We Disclose: We may only disclose information that we collect in accordance with this policy. Core Financial Partners Inc. does not sell customer lists and will not sell your name to telemarketers.
Categories of Parties to Whom We Disclose: We will not disclose information regarding you or your account with us, except under the following circumstances:
• To your authorized Registered Representative and his or her manager;
• To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company;
• To third parties who perform services on our behalf such as but not limited to data storage and account management systems;
• To your attorney, trustee or anyone else who represents you in a fiduciary capacity;
• To our attorneys, accountants or auditors; and
• To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries.
How We Use Information: Information may be used among companies that perform support services for us, such as data processors, technical systems consultants and programmers, or companies that help us market products and services to you for a number of purposes, such as:
• To protect your accounts from unauthorized access or identity theft;
• To process your requests such as securities purchases and sales;
• To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Core Financial Partners Inc.;
• To service your accounts, such as by issuing checks and account statements;
• To comply with Federal, State, and Self-Regulatory Organization requirements;
• To keep you informed about financial services of interest to you.
Our Security Policy: We restrict access to nonpublic personal information about you to those individuals who need to know that information to provide products or services to you and perform their respective duties. We maintain physical, electronic, and procedural security measures to safeguard confidential client information.
Closed or Inactive Accounts: If you decide to close your account(s) or become an inactive customer, our Privacy Policy will continue to apply to you.
Complaint Notification: Please direct complaints to: John Koudsi and Andre Hadzi-Pavlovic at Core Financial Partners, Inc., 200 N Pacific Coast Hwy Ste 600, El Segundo, CA 90245. Phone: 310-450-6004.
Changes to This Privacy Policy: If we make any substantial changes in the way we use or disseminate confidential information, we will notify you. If you have any questions concerning this Privacy Policy, please contact us at: 200 N Pacific Coast Hwy Ste 600, El Segundo, CA 90245. Phone: 310-450-6004.
Core Financial Partners is concerned about your right to privacy. When you visit our website, please know that the following data is collected:
- The type of browser used
- Geographical region the connection is originating from
- Date and time of the connection
- Pages visited during the connection
- Date and time the connection was severed
This information is used solely to determine traffic patterns on the site. No personal information is collected at any time unless you have completed one of the forms available on our site. Any personal correspondence to us that originates from this site via a submission form or email addresses will be for internal use only and treated confidentially. We do not disclose personal information to any third-party without consent.
If you have questions or concerns about our policy, please contact us at (310) 450-6004, via email at info@corefpi.com or by mail at the following address:
Core Financial Partners
700 MAIN ST. #15A
VENICE, CA 90291
- The type of browser used
- Geographical region the connection is originating from
- Date and time of the connection
- Pages visited during the connection
- Date and time the connection was severed
This information is used solely to determine traffic patterns on the site. No personal information is collected at any time unless you have completed one of the forms available on our site. Any personal correspondence to us that originates from this site via a submission form or email addresses will be for internal use only and treated confidentially. We do not disclose personal information to any third-party without consent.
If you have questions or concerns about our policy, please contact us at (310) 450-6004, via email at info@corefpi.com or by mail at the following address:
Core Financial Partners
700 MAIN ST. #15A
VENICE, CA 90291